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Published on Apr 2, 2025

Order Instituting Proceedings - FINRA Proposed Rule Change To Amend The Codes Of Arbitration Procedure To Make Changes ...

Date 02/04/2025 On March 10, 2025, the SEC instituted proceedings to approve or disapprove FINRA's proposal to amend the Codes of Arbitration Procedure for Customer Disputes and Industry Disputes to make changes to certain provisions relating …

Source: Mondovisione - Neutral
Published on Apr 2, 2025

UBS takes long shot to reduce 'grossly excessive' $95M FINRA award

UBS is making a longshot attempt at overturning a recent windfall award against it and one of its brokers, arguing a FINRA arbitration panel ignored federal and state laws when imposing nearly $70 million in punitive damages. UBS filed suit on Monday in …

Source: Financial Planning - Label Pending
Published on 00:30 GMT

LPL advisor pushes to keep Ameriprise recruiting dispute out of arbitration

In the latest skirmish between two industry mainstays, a group of former Ameriprise advisors who moved to LPL Financial are trying to keep their recruiting dispute out of FINRA arbitration. Michael Bonevento, the founder of the advisory firm ICG next in …

Source: Financial Planning - Label Pending
Published on Apr 2, 2025

BUCKLER Securities Expands Service Offerings

VERO BEACH, Fla. and GREENWICH, Conn., April 02, 2025 (GLOBE NEWSWIRE) -- BUCKLER Securities LLC (“BUCKLER”), an SEC and FINRA registered broker-dealer specializing in U.S. Treasury (cash) trading and high-quality liquid assets securities financing, today …

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Published on 00:33 GMT

FPA Unveils Cybersecurity Certification Program

The Financial Planning Association is offering a new certification program to equip advisors with the skills necessary to avoid cybersecurity pitfalls. The Cybersecurity for Financial Planners program is available now and open to FPA members and non- …

Source: Wealth Management - Neutral
Published on Apr 2, 2025

Centaurus Financial Sponsors Golf Tournament Benefiting Tustin Schools

(MENAFN- PR Newswire) ANAHEIM, Calif., April 2, 2025 /PRNewswire/ -- Despite the rain, golfers helped raise nearly $180,000 for school programs at Tustin Unified Schools Foundation's 11th Annual Golf Classic and Auction Reception. As a title …

Source: MENAFN - Uncategorized
Published on Apr 1, 2025

FINRA Securities Helpline For Seniors Marks 10th Anniversary With More Than $9.3 Million Recovered For Investors - New ...

FINRA marks this month the 10th anniversary of the FINRA Securities Helpline for Seniors, an important resource for seniors and vulnerable investors that has assisted in recovering more than $9.3 million for investors as of Dec. 31, 2024. FINRA launched …

Source: Mondovisione - Neutral
Published on Apr 1, 2025

FINRA Proposes a Unified Rule for Outside Business Activities and Private Securities Transactions

Should the proposed exclusions also cover unaffiliated outside investment advisors? Key Takeaways FINRA proposes a new rule to simplify requirements in Rules 3270 and Rule 3280, aiming to reduce unnecessary burdens. The structure of Proposed FINRA Rule …

Source: JD Supra - California - Neutral
Published on Apr 1, 2025

FINRA Proposes to Exempt BDCs from its IPO Purchase Restriction Rules

On March 20, 2025, the Financial Industry Regulatory Authority (FINRA) proposed amendments to its rules imposing restrictions on the purchase and sale of equity securities offered in initial public offerings (IPOs) (Rule 5130) and new issue allocations and …

Source: JD Supra - California - Neutral
Published on Apr 2, 2025

URGENT ALERT FOR GWG INVESTORS: BANKRUPTCY TRUSTEE CONFIRMS NEAR-TOTAL WIPEOUT FOR 26,000 L BONDHOLDERS

KlaymanToskes Urges GWG Investors to Pursue FINRA Arbitration Claims Against Brokerage Firms After Trustee Report Reveals Near-Total Losses BEVERLY HILLS, CA, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- National investment loss and …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on Mar 31, 2025

Archax Buys FINRA-Regulated Broker Dealer to Offer Tokenized Assets in the U.S.

Archax, a U.K.-regulated crypto exchange and custodian focusing on tokenized assets, has acquired a U.S. broker-dealer in an effort to enter the booming institutional market in the country after recent positive changes on the regulatory environment. …

Source: CoinDesk - Neutral
Published on Apr 1, 2025

Lawsuit challenges Iowans’ $95 million award over Tesla investment

An East Coast investment firm is attempting to overturn a portion of an arbitrator’s award of $95 million to an Iowa family that claimed it was given bad advice on short-selling Tesla stock. UBS Financial Services and one of its managing directors, Andrew …

Source: Iowa Capital Dispatch - Center-left
Published on Apr 1, 2025

7 traits of people who escaped the working-class mindset without losing their values

There’s a delicate balance between moving up in life and staying true to your roots. Breaking free from the working-class mindset is a challenge, but it’s not impossible. It’s about trading limiting beliefs for empowering ones, without losing sight of the …

Source: SmallBizTechnology - Neutral
Published on Mar 31, 2025

How To Find The Right Financial Advisor — 10 Key Questions To Ask

How to choose the right financial advisorgetty When it comes to managing your money, few decisions carry more weight than choosing the right financial advisor. This person will not only guide your investment strategies, tax planning, and retirement savings …

Source: Forbes - Neutral
Published on Mar 31, 2025

What Is A Fiduciary? Here’s Everything You Need To Know

Is your financial advisor a fiduciary?getty Financial advisors provide expert guidance on various aspects of your finances, including investments, retirement planning, tax optimization, financial planning, and even budgeting. They help you make informed …

Source: Forbes - Neutral
Published on Mar 31, 2025

Ex-Deutsche Bank Executive Claims He Was Fired for Whistleblowing

(Bloomberg) -- A former senior Deutsche Bank AG operations executive alleged in a lawsuit that he was illegally fired over a concocted racial bias complaint after he raised concerns that the bank was lying to US regulators. Noah Ramos filed suit Monday in …

Source: Mint - Neutral
Published on Mar 31, 2025

Why Is EV Maker Mullen Automotive Stock Gaining Traction Today?

Shares of Mullen Automotive Inc. MULN are trading higher on Monday. The electric vehicle maker has effectively challenged an attempt to dismiss its lawsuit against multiple financial institutions. The legal battle, currently advancing in the U.S. District …

Source: Benzinga - Neutral
Published on Mar 31, 2025

Metaverse trends, solutions on the rise: report

Homepage > News > Business > Metaverse trends, solutions on the rise: report Rising trends in the metaverse ecosystem could cause the sector’s market capitalization to inflate in the coming years, according to a report from USD Analytics Market. …

Source: Coingeek - Neutral
Published on Mar 31, 2025

30% Market Correction + Recession 'Baked In The Cake'?

Sunday, March 30, 2025 6:35 PM EDT Image Source: Pixabay Over recent years, today's expert has consistently been one of the best predictors of where the inflation rate was headed. So, where does he see it heading from here? How about interest rates? …

Source: myMotherLode - Label Pending

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Published on April 3, 2025 - 02:18 GMT

Christine Lagarde: A “European moment” in an inverted world

Dublin, 2 April 2025 It is an honour to receive the Sutherland Leadership Award. There are moments in history when things that were once set in stone become fluid. Institutions, norms and alliances that seemed timeless can suddenly be remade. These moments …

Distribution channels: Banking, Finance & Investment Industry
Published on April 2, 2025 - 22:04 GMT

Auditor Fitzpatrick begins regularly-scheduled audit of Webster County

04/02/2025 - JEFFERSON CITY, Mo. Much like the Hubble Space Telescope revolutionized mankind's understanding of the cosmos, residents of Webster County, located in southwest Missouri and home to the Hubble Telescope replica, will soon get a …

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Published on April 2, 2025 - 21:25 GMT

Oportun Closes $187.5 Million Committed Warehouse Facility

SAN CARLOS, Calif., April 02, 2025 (GLOBE NEWSWIRE) -- Oportun (Nasdaq: OPRT), a mission-driven financial services company, today announced the closing of a new warehouse facility. Features of this facility include: $187.5 million total commitment Natixis …

Distribution channels: Banking, Finance & Investment Industry ...
Published on April 2, 2025 - 20:34 GMT

Appian completes sale of MVV to Baiyin Nonferrous for US$420 million

LONDON, April 02, 2025 (GLOBE NEWSWIRE) -- Appian Capital Advisory LLP (“Appian”), the investment advisor to long-term value-focused private capital funds that invest in companies in metals, mining, and adjacent industries, is pleased to announce the …

Distribution channels: Banking, Finance & Investment Industry, Media, Advertising & PR ...

Published on April 1, 2025 - 11:50 GMT

ANY.RUN Uncovers Salvador Stealer: A New Android Malware Targeting Banking Credentials

DUBAI, DUBAI, UNITED ARAB EMIRATES, April 1, 2025 /⁨EINPresswire.com⁩/ -- ANY.RUN, a leading provider of interactive malware analysis and threat intelligence solutions, has uncovered a new Android malware variant, internally naming it Salvador …

Distribution channels: Banking, Finance & Investment Industry, Companies ...
Published on April 2, 2025 - 20:15 GMT

H&R Block Announces Richard A. Johnson as Board Chairman

KANSAS CITY, Mo., April 02, 2025 (GLOBE NEWSWIRE) -- H&R Block (NYSE: HRB) today announced that the company’s Board of Directors has unanimously elected Richard A. Johnson as the new Chairman of the Board, effective April 1, 2025. Johnson joined the H…

Distribution channels: Banking, Finance & Investment Industry, Companies ...
Published on April 2, 2025 - 20:10 GMT

Old National Bancorp Announces Schedule for First-Quarter 2025 Earnings Release and Conference Call

EVANSVILLE, Ind., April 02, 2025 (GLOBE NEWSWIRE) -- (NASDAQ: ONB) – Old National Bancorp (“Old National”), the holding company of Old National Bank, today announced the following schedule for its first-quarter 2025 earnings release and conference call: …

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Published on April 2, 2025 - 20:05 GMT

Marex Completes Acquisition of Aarna Capital as it Expands in the Middle East

LONDON, April 02, 2025 (GLOBE NEWSWIRE) -- Marex Group plc, the diversified global financial services platform, today announces the completion of its acquisition of Aarna Capital Limited (“Aarna Capital”) expanding its operations in the Middle East and …

Distribution channels: Banking, Finance & Investment Industry, Companies ...

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Published on April 2, 2025 - 23:23 GMT

Carrington Labs Partners with LendAPI Marketplace to Streamline Access to Cash Flow Underwriting & Credit Risk Analytics

New partnership enables lenders to integrate modern credit risk solutions with greater speed and ease. SAN FRANCISCO, CA, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- Carrington Labs, a provider of tailored cash flow underwriting models …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 23:22 GMT

Gaggle Social Unveils New Platform to Transform Technology Hiring and Recruitment

Faster, Fairer, and Greener NEW YORK, NY, UNITED STATES, April 3, 2025 /⁨EINPresswire.com⁩/ -- Gaggle Social, the first-of-its-kind technology hiring platform and professional network tailored exclusively to the tech industry, has officially …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 22:56 GMT

PRIMO Partner, Antonio McBroom Launches Official Book Signing Event in Atlanta Featuring Fireside Chat with Jay Bailey

Influential Business Leader to Discuss The Self•ish Servant and the Keys to Visionary Leadership ATLANTA, GA, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- On April 3rd, 2025, Antonio McBroom will host the official book signing event for …

Distribution channels: Banking, Finance & Investment Industry, Book Publishing Industry ...
Published on April 2, 2025 - 21:40 GMT

Arizona’s Brightest Students Compete for National Recognition in ACEE's Economics and Personal Finance

Arizona Students Compete for National Titles in Economics & Finance, Showcasing Financial Literacy and Economic Education as a Key to Future Success. MESA, AZ, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- Rising to the Challenge: …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 21:31 GMT

Coffee Makers Co Celebrates One Year of Brewing Success in the UK

LONDON, GREATER LONDON, UNITED KINGDOM, April 2, 2025 /⁨EINPresswire.com⁩/ -- Coffee Makers Co, a UK-based supplier of high-quality coffee machines and accessories, proudly marks its first anniversary. Since its launch in 2024, the company has …

Distribution channels: Agriculture, Farming & Forestry Industry, Banking, Finance & Investment Industry ...
Published on April 2, 2025 - 20:05 GMT

Launch Credit Union Fights Back Against Fraud, Saving Over $3.5 Million with Cutting-Edge AI

Launch CU saved $3.5M+ in 2024 with real-time AI fraud detection. Led by Eveline Tenczar, RembrandtAi® stopped check and card fraud in its tracks. GREENWOOD VILLAGE, CO, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- As financial fraud …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 19:53 GMT

Source7 Partners BOSSCAT™ Home Services and Technologies to Elevate Homeownership through Appliance Data Integration

LOUISVILLE, KY, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- Source7, a leader in appliance data solutions, today announced a transformative partnership with BOSSCAT™ Home Services and Technologies, the real estate data platform providing …

Distribution channels: Banking, Finance & Investment Industry, Real Estate & Property Management ...
Published on April 2, 2025 - 19:38 GMT

Two Waterfront Sarasota, FL Properties to be Sold at Online Auctions Beginning April 14th

A Ritz-Carlton Condo and Siesta Key Canal Front Escape will be sold via Interluxe Auctions with bids starting at $1.1M and $950K, respectively. SARASOTA, FL, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- Interluxe Auctions, the leading …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 18:09 GMT

Canyon Pines Continues to Grow with Additional Homesites Available in Exclusive Community West of Denver

Custom modern homes in a luxurious mountain setting draw buyers near and far looking for unique setting with access to open space and trails ARVADA, CO, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- Canyon Pines, a premier luxury …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 17:41 GMT

Ultra-Luxury Properties Taking 400% Longer to Sell; Listed Up to 25% Higher than Market Value: Concierge Auctions Report

Leading Firm’s 10th Annual Luxury Real Estate Index Shows Properties Either Sell Quickly or Linger on the Market Only to Sell at a Significant Discount NEW YORK, NY, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- The largest factor in …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 17:35 GMT

Myne Global Unveils New Explainer Video to Help Users Maximize Asset Protection

CA, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- Myne Global, a leading platform for safeguarding valuable assets, has launched a new explainer video designed to educate users on how to effectively utilize the Myne Global Dashboard. This initiative …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 16:56 GMT

A market made for buyers is missing buyers

Home sales registered on the MLS® in Metro Vancouver in March were the lowest March total since 2019, while active listings continue their upward trend. VANCOUVER, BC, CANADA, April 2, 2025 /⁨EINPresswire.com⁩/ -- Home sales registered on the MLS® …

Distribution channels: Banking, Finance & Investment Industry, Building & Construction Industry ...
Published on April 2, 2025 - 16:15 GMT

URGENT ALERT FOR GWG INVESTORS: BANKRUPTCY TRUSTEE CONFIRMS NEAR-TOTAL WIPEOUT FOR 26,000 L BONDHOLDERS

KlaymanToskes Urges GWG Investors to Pursue FINRA Arbitration Claims Against Brokerage Firms After Trustee Report Reveals Near-Total Losses BEVERLY HILLS, CA, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- National investment loss and …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 16:00 GMT

Duffy Kruspodin, LLP Expands Advisory Services Leadership Team

LOS ANGELES, CA, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- Duffy Kruspodin, LLP, (Duffy Kruspodin) a leading provider of accounting and advisory services, is pleased to announce the addition of Miriam Kaplan, MBA, CPA as Partner and …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 15:48 GMT

Transpharmation Ltd. Announces Strategic Acquisition of Saretius Ltd.

CANADA, April 2, 2025 /⁨EINPresswire.com⁩/ -- Transpharmation Ltd., a global leader in neuroscience, pain and metabolic disease preclinical contract research, is pleased to announce its acquisition of Saretius Ltd. (Saretius), a pioneering British …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 15:10 GMT

OpenPayd Directors Share Insights at Malta Finance Week 2025

OpenPayd made a significant impact at Malta Finance Week 2025, held on March 26-27 at Luzzu Hall, AX ODYCY in Qawra, Malta. LONDON, UNITED KINGDOM, April 2, 2025 /⁨EINPresswire.com⁩/ -- OpenPayd made a significant impact at Malta Finance Week …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 15:02 GMT

South End Capital Announces a $3,445,000 Car Wash Startup Loan & Other Recent Business Financings

The $3.2B direct lender and tech-powered marketplace delivers a creative, fixed-rate, conventional loan and other flexible business financings. ST. CLOUD, MN, UNITED STATES, April 2, 2025 /⁨EINPresswire.com⁩/ -- South End Capital, a division of Stearns …

Distribution channels: Automotive Industry, Banking, Finance & Investment Industry ...
Published on April 2, 2025 - 14:33 GMT

Paris Blockchain Week 2025 Set to Unite Global Leaders for Europe’s Flagship Blockchain Gathering

PARIS, FRANCE, April 2, 2025 /⁨EINPresswire.com⁩/ -- Paris Blockchain Week (PBW), Europe’s flagship blockchain event, returns to the iconic Carrousel du Louvre from April 8–10 with its most ambitious edition to date. More than 10,000 delegates from …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 2, 2025 - 14:30 GMT

Black Gold Energy Strikes Multiple Pay Zones in High-Impact Fritz Well Program

Successful drilling confirms stacked reservoirs and unlocks new development potential across core acreage. BGX - Black Gold Exploration Corp. (CSE:BGX) VANCOUVER, BRITISH COLUMBIA, CANADA, April 2, 2025 /⁨EINPresswire.com⁩/ -- BGX - Black Gold …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on April 3, 2025 - 02:18 GMT

Christine Lagarde: A “European moment” in an inverted world

Dublin, 2 April 2025 It is an honour to receive the Sutherland Leadership Award. There are moments in history when things that were once set in stone become fluid. Institutions, norms and alliances that seemed timeless can suddenly be remade. These moments …

Distribution channels: Banking, Finance & Investment Industry