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Published on 03:14 GMT

Finra hits RIA buyer NewEdge with $1 million penalty over Muni bond trades

The market for municipal bonds is notorious for being opaque and filled with difficult to price securities. For the second time in a month, NewEdge Securities, the broker-dealer arm of aggregator NewEdge Capital Group, was penalized by the Financial …

Source: Investment News - Neutral
Published on Mar 24, 2025

FINRA sanction for NewEdge tops $1 million in muni enforcement case

NewEdge Securities agreed to a censure and the imposition of monetary sanctions totaling more than $1 million by the Financial Industry Regulatory Authority, which found that the firm engaged in conduct that allowed it to get improper allocations of new …

Source: The Bond Buyer - New York - Neutral
Published on Mar 24, 2025

Things I Worry About (10): FINRA Enforcement and Senior Investors (2)

Key Takeaways FINRA’s 2025 Annual Regulatory Oversight Report 2025-annual-regulatory-oversight-report.pdf included a focus on issues related to retirees and senior investors. The Report provides guidance to broker-dealers about the priorities of FINRA in …

Source: JD Supra - Label Pending
Published on 08:58 GMT

Coinshares Selected For Boursobank's Landmark Crypto ETP Launch

(MENAFN- GlobeNewsWire - Nasdaq) CoinShares, one of the two selected providers, offers five of the six products features in the BoursoBank's new crypto offering March 25, 2025 | SAINT HELIER, Jersey | CoinShares International Limited (“CoinShares'…

Source: MENAFN - Uncategorized
Published on Mar 21, 2025

Mercurity Fintech Subsidiary Chaince Securities, LLC Receives FINRA Approval for Continuing Membership Application (CMA)

New York, March 21, 2025 (GLOBE NEWSWIRE) -- Mercurity Fintech Holding Inc. (the “Company,” “we,” “us,” “our company,” or “MFH”) (Nasdaq: MFH), a digital fintech group, today announced its wholly owned subsidiary, Chaince Securities, LLC ("Chaince …

Distribution channels: Banking, Finance & Investment Industry, Environment ...
Published on Mar 21, 2025

MIAX: Order Instituting Proceedings - New FINRA Rules 12808 And 13808 (Accelerated Processing) For Qualified Parties

On March 12, 2025, the SEC instituted proceedings to determine whether to approve or disapprove a proposed rule change to amend the Codes of Arbitration Procedure to add new FINRA Rules 12808 and 13808 (Accelerated Processing) for Qualified Parties. …

Source: Mondovisione - Neutral
Published on Mar 20, 2025

Writing on a New SLATE – DWT's FINRA Expertise

Key Takeaways The SEC's Rule 10c-1a now mandates the reporting of securities loans, marking a significant regulatory shift. Potential challenges in implementing SLATE, including the need for possible adjustments to data dissemination requirements, …

Source: JD Supra - Label Pending
Published on Mar 24, 2025

If It Doesn't Cut To The Bone, DOGE Won't Succeed

Sunday, March 23, 2025 3:54 PM EDT Image Source: Pixabay To better understand the odds for success of the economic policies of the new Trump Administration, it helps to talk to someone with first-hand experience in managing the Federal budget. Today's …

Source: myMotherLode - Label Pending
Published on Mar 21, 2025

Charles Schwab accused of firing Los Altos investment consultant because he ran for Congress as Democrat

Phil Arballo ran twice for Congress, unsuccessfully, before taking a job at the Charles Schwab investment company branch in posh Los Altos, where he was fired because his boss discovered he had run as a Democrat, he claimed in a lawsuit filed this week. …

Source: The Mercury News - California - Center-left
Published on Mar 20, 2025

$870 Billion + For Defense May Mean Windfall Profits For Automakers

The European Union's €800 billion "ReArm Europe" initiative aims to bolster defense capabilities, creating lucrative opportunities for companies like Volkswagen. Volkswagen is exploring defense sector opportunities to utilize idle …

Source: Seeking Alpha - Label Pending
Published on Mar 20, 2025

Bernie Is Right: 60% of Americans Live Paycheck to Paycheck

Bernie Sanders says it over and over again: 60% of Americans live paycheck to paycheck. But Matt Darling of the Niskanen Center swears it’s not true and Dylan Matthews of Vox calls it a damned lie. Even Matt Yglesias is apparently on the case, but I’m …

Source: Jacobin - Left-wing
Published on Mar 21, 2025

Eddid ONE Launches Japanese And Singapore Stock Trading

(MENAFN- PR Newswire) Making Global Portfolio Building Effortless HONG KONG, March 21, 2025 /PRNewswire/ -- Eddid financial ("the Group") is delighted to announce that its flagship trading app, Eddid ONE , has officially launched Japanese …

Source: MENAFN - Uncategorized
Published on Mar 19, 2025

Sick of ALJs? The New Right to Federal Court During Agency Prosecutions

Practitioners and scholars all agree that last summer, the U.S. Supreme Court overhauled the administrative state. And no, not simply by overturning Chevron, which was undoubtably the most significant decision of the Supreme Court’s 2023-24 term. Rather, …

Source: JD Supra - Label Pending
Published on 12:50 GMT

2025: The Year Of The Layoffs?

It’s only the first quarter of the year but already layoffs are making financial headlines. Tens of thousands –and more each day–of traditionally secure government employees are finding themselves with a pending layoff. As someone who has worked with …

Source: Forbes - Neutral
Published on 14:11 GMT

The vital role of succession, estate planning for farmers

Farmers are renowned for their resilience and ability to persist through floods, freezes and other less-than-favorable conditions. However, one obstacle that often poses a significant challenge for them is a lack of professional succession and estate …

Source: Northwest Arkansas Business Journal - Neutral
Published on 13:30 GMT

Ultimus Assists Nightview Capital in Seamless Conversion of a Private Fund into the Firm’s First ETF Under Section 351

CINCINNATI, March 25, 2025 (GLOBE NEWSWIRE) -- Ultimus Fund Solutions® (Ultimus), a leading provider of comprehensive fund services, is pleased to announce its partnership with Nightview Capital to assist with the successful tax-free conversion of a …

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Published on 08:24 GMT

Mesirow Expands Alternative Credit Team with Three Strategic Hires

Investment in team follows Mesirow's December 2024 acquisition of Bastion Management, now operating as Mesirow Alternative Credit. New hires bring deep expertise in asset-backed specialty finance, deal origination, structuring, strategic partnerships …

Source: The Bulletin - Kansas - Neutral
Published on 12:05 GMT

Germany’s New Fiscal Reform Will Slow The Housing Market’s Recovery

Image Source: Pexels By the end of 2024, German house prices were around 11% below their peak in the second quarter of 2022. Looking ahead, the recent increase in bond yields is expected to slow the housing market’s recovery. The 2024 house price slump …

Source: myMotherLode - Label Pending
Published on 12:05 GMT

FX Daily: Consumer Confidence Is A Major Test For The Dollar

Tuesday, March 25, 2025 4:50 AM EDT Image Source: Pexels US consumer confidence data is released today and is anticipated to show further deterioration. We are slightly more pessimistic than consensus expecting 93.0, and we mostly see downside risks for …

Source: myMotherLode - Label Pending

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Published on March 25, 2025 - 12:00 GMT

Vanquis Banking Group chooses FinScan to help optimize AML processes and strengthen financial crime risk management

FinScan helps banks centralize AML processes through a unified platform to enhance operational efficiency and customer visibility. PITTSBURGH, PA, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- FinScan®, an Innovative Systems solution and …

Distribution channels: Banking, Finance & Investment Industry, Companies ...
Published on March 24, 2025 - 19:54 GMT

Current Marketing Solutions Launches T3: A Data-Driven Marketing Solution to Help Community Banks and Credit Unions Win

Current Marketing Solutions launches T3, a data-driven, turnkey marketing program helping community banks boost deposits, retention, and customer growth. FRANKLIN, TN, UNITED STATES, March 24, 2025 /⁨EINPresswire.com⁩/ -- Current Marketing …

Distribution channels: Banking, Finance & Investment Industry ...

Published on March 25, 2025 - 00:49 GMT

Stress testing the UK banking system: Guidance on the 2025 stress test for participants

A1: Overview A1.1: Introduction This annex describes the approach that banks are expected to take in the execution of the 2025 stress test with respect to fair valued positions in both trading book and banking book as defined in Section A1.2.footnote [10] …

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Published on March 25, 2025 - 00:49 GMT

Stress testing the UK banking system: Key elements of the 2025 Bank Capital stress test

2: Key features of the test The Bank is carrying out a Bank Capital Stress Test in 2025. The Bank published its updated approach to stress testing the UK banking system in 2024.footnote [1] In line with this updated approach, the Bank expects to undertake …

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Published on March 25, 2025 - 14:10 GMT

Compromised Today, Exploited Tomorrow: Innovation Can Stop the Fraud Cycle

SAN FRANCISCO, March 25, 2025 (GLOBE NEWSWIRE) -- Today, Javelin Strategy & Research, part of the Escalent Group, published the 22nd edition of its landmark Identity Fraud Study, titled “Breaking Barriers to Innovation”. This year’s findings reveal a …

Distribution channels: Consumer Goods, Media, Advertising & PR ...
Published on March 25, 2025 - 12:30 GMT

FE International Advises on the Acquisition of Heywood Business Analysts by Regnology

NEW YORK, March 25, 2025 (GLOBE NEWSWIRE) -- FE International, a leading global M&A advisor for technology businesses, is pleased to announce the acquisition of Heywood Business Analysts, an IT software development company by Regnology, a prominent …

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Published on March 25, 2025 - 13:07 GMT

February 2025: New Business Volumes Rebound

FORECAST: Our forecast framework, which uses past values of CFI and durable goods orders to predict future changes in topline durable goods orders, expects a 0.47% contraction in new orders in February. Total new business volume (NBV) rose by $9.7 billion …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 14:02 GMT

Growers Edge Announces Brian Weis as Managing Director of Mortgage

JOHNSTON, Iowa, March 25, 2025 (GLOBE NEWSWIRE) -- Growers Edge, a financial technology firm that provides modern financial products and data-driven tools for agricultural retailers, manufacturers, and lenders, today announced Brian Weis as Managing …

Distribution channels: Banking, Finance & Investment Industry, Companies ...

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Published on March 25, 2025 - 15:30 GMT

NTL Trust Highlights Nevis as a Leading Jurisdiction for Asset Protection

CHARLESTOWN, SAINT KITTS AND NEVIS, March 25, 2025 /⁨EINPresswire.com⁩/ -- As asset protection becomes an increasing priority for high-net-worth individuals, NTL Trust emphasizes the strategic advantages of establishing international trusts in …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 15:30 GMT

ALB AI Time Entry Cleansing Helps US Law Firms to Boost Revenue by $225M.

ALB AI Time Entry Cleansing Integrates with 3E/Elite, Aderant, Prolaw, LMS, Tabs3, Orion, Clio Aids Law Firms Comply with Clients Guidelines and Boost Revenue. NEW YORK CITY, NY, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Accurate …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 15:15 GMT

Liveops Expands Insurance Market Presence Partnering with Leading Provider of Insurance Lead Generation

Delivering Scalable and High-Touch Pre-Qualification Services for Insurance Customers SCOTTSDALE, ARIZONA, AZ, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Liveops, a leading provider of hyper-flexible outsourced customer service solutions, has …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 14:15 GMT

Forwardly Integrates with Zoho Books for Faster Payments

Zoho Books users can now streamline their payments with Forwardly, enabling instant payments, and automatic reconciliation for better cash flow management. SACRAMENTO, CA, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Forwardly, an award- …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 14:10 GMT

Mangrove Property Insurance Names Tim Cotton as COO, And Hires Additional Top P&C Professionals

New Hires Demonstrate Mangrove’s Commitment to High-Level Service ST. PETERSBURG, FL, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Mangrove Property Insurance Company (Mangrove) is pleased to announce the appointment of Tim Cotton as …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 14:01 GMT

Dix Developments buys former motocross track in Leesburg for $4.9M

Dix Developments has acquired the 74-acre Blake Ridge property in Leesburg from retired motocross professional Blake Baggett for $4.875 million. LAKE MARY,, FL, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- DIX Developments Acquires 74- …

Distribution channels: Banking, Finance & Investment Industry, Building & Construction Industry ...
Published on March 25, 2025 - 14:00 GMT

Johnson County Rehabilitation Hospital at Overland Park Announces Expansion

The Additional Beds Will Facilitate Easier Access to Rehab Services in Overland Park and the Surrounding Communities OVERLAND PARK, KS, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Johnson County Rehabilitation Hospital, situated at 11325 …

Distribution channels: Banking, Finance & Investment Industry, Building & Construction Industry ...
Published on March 25, 2025 - 14:00 GMT

Eskin Fundraising Training Fundraising, Friendship, Fun Next Broadcast: April 2nd

Free Enrichment Broadcast For Non-Profit Leaders and Supporters SAN ANTONIO, TX, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Eskin Fundraising Training continues its new virtual approach to heighten personal development and growth …

Distribution channels: Banking, Finance & Investment Industry, Book Publishing Industry ...
Published on March 25, 2025 - 14:00 GMT

Numerix and Apex Group partner to enhance buy-side risk solutions

LONDON, UNITED KINGDOM, March 25, 2025 /⁨EINPresswire.com⁩/ -- Numerix, a leading capital markets quantitative analytics technology provider, is pleased to announce a strategic partnership with Apex Group, the leading global financial services …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 14:00 GMT

FINTRX and Intapp DealCloud Partner to Deliver Enhanced Private Wealth Data within AI-Powered Platform

FINTRX and Intapp partner to provide comprehensive data and insights on firms and contacts directly within their processes and workflows in DealCloud Intapp (NASDAQ:INTA) BOSTON, MA, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- FINTRX, …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 14:00 GMT

Hive MLS earns five titles for “BEST MLS”

Hive MLS, one of the nation’s fastest-growing Multiple Listing Services (MLS), has been recognized as a BEST MLS in five key categories, 2025 CXI Survey. WILMINGTON, NC, NC, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Hive MLS, one of …

Distribution channels: Banking, Finance & Investment Industry, Building & Construction Industry ...
Published on March 25, 2025 - 14:00 GMT

Enhancing Financial Management for Small Business Owners in Maryland with Advanced Bookkeeping Software

IBN Technologies offers outsourced bookkeeping services for Maryland small businesses, streamlining financial management, tax planning and compliance for growth MIAMI, FL, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Miami, Florida, March …

Distribution channels: Banking, Finance & Investment Industry ...
Published on March 25, 2025 - 13:15 GMT

Dealonomy Launches the First M&A System That Guarantees Business Owners an Offer in 90 Days

The startup raised $3M from several angel investors SAN ANTONIO, TX, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Selling a small business has been an exhausting, uncertain process for decades. Owners spend months—sometimes years—trying to secure …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 13:15 GMT

Bill360 Appoints New Chief Revenue Officer to Accelerate its Growth Strategy

Reimagined Website Coincides with Key Executive Addition TAMPA, FL, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Bill360, the premier provider of automated accounts receivable (AR) and embedded payments solutions for small- to medium- …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 13:00 GMT

LA Metro Selects DebtBook to Modernize Its Debt Management Practices

CHARLOTTE, NC, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- DebtBook, a leading provider of software for government and nonprofit treasury and accounting teams, today announced that the Los Angeles County Metropolitan Transportation Authority (“LA …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 13:00 GMT

GetOutOfDebt.org Money Personality Quiz Helps People Discover Their Unconscious Spending Habits

Uncover the emotions behind your spending habits with this free, expert-backed quiz designed to improve financial decision-making and reduce money conflicts. RALEIGH, NC, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- GetOutOfDebt.org, a …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 13:00 GMT

Online Bookkeeping Business Expands as Pennsylvania Companies Demand Real-Time Financial Insights

Online Bookkeeping Business helps Pennsylvania small businesses streamline finances and ensure compliance. MIAMI, FL, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Miami, Florida, March 25, 2025- As financial pressures rise and regulatory …

Distribution channels: Banking, Finance & Investment Industry ...
Published on March 25, 2025 - 13:00 GMT

Online Bookkeeping Business Sees Rapid Growth in Massachusetts Amid Rising Compliance and Cost Challenges

Small businesses in Massachusetts rely on Online Bookkeeping Business for efficiency, compliance, and cash flow control. MIAMI, FL, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- Miami, Florida, March 25, 2025- As financial pressures …

Distribution channels: Banking, Finance & Investment Industry ...
Published on March 25, 2025 - 13:00 GMT

Latest National Financial Literacy Test Results Reveal Continued Gaps in Financial Capability Across U.S.

DALLAS, TX, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- The National Financial Educators Council (NFEC) has released the latest data from its annual National Financial Literacy Test, a 30-question assessment that evaluates individuals…

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...
Published on March 25, 2025 - 13:00 GMT

RobinHood Diamonds offers a new gold standard in diamonds

Diamond rings at an exceptional value NEW YORK, NY, UNITED STATES, March 25, 2025 /⁨EINPresswire.com⁩/ -- RobinHood Diamonds is helping change the general public's perception of diamonds. With recent advances in lab-grown diamond-producing …

Distribution channels: Banking, Finance & Investment Industry, Business & Economy ...