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A service for banking industry professionals · Monday, February 24, 2025 · 788,822,881 Articles · 3+ Million Readers
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Financial Industry Regulatory Authority (FINRA) News Monitoring

  • Published on Feb 20, 2025

    SpaceX Has Already Infiltrated The Agency That Regulates It

    In the weeks since Donald Trump was sworn in as President of the United States, he's set his pet billionaire Elon Musk loose on a whole host of government services and departments. Under the guise of his Department of Government Efficiency, Musk and …

    Source: Jalopnik - Neutral
  • Published on Feb 20, 2025

    Donna Panton Jackson | Truliant Financial Advisors

    Donna Panton Jackson has joined the Truliant Financial Advisors as Senior Financial Advisor. Truliant Federal Credit Union is pleased to announce Donna Panton Jackson, Senior Financial Advisor, is joining Truliant Financial Advisors (TFA) offered through …

    Source: GSA Business Report - South Carolina - Label Pending
  • Published on Feb 20, 2025

    All in the Family

    Published 1:52 pm Thursday, February 20, 2025 There are many family-owned and operated businesses in Bainbridge. One business that has stayed in the family for years is the local Raymond James. Stephen Poitevint, the Registered Principal, Financial Advisor …

    Source: The Post Searchlight - Georgia - Neutral
  • Published on Feb 19, 2025

    All Roads Lead To Business Planning

    Since 2011, I’ve had the privilege of working with Hawaii’s vibrant business owner community, addressing the unique needs and challenges that local entrepreneurs encounter. As a fellow business owner, my own experiences fuel my passion and allow me to …

    Source: Forbes - Neutral
  • Published on Feb 20, 2025

    New ETF From Sprott Offers Active Focus on Gold/Silver Miners

    On Thursday, Sprott released the next fund to join its ETF roster, the Sprott Active Gold & Silver Miners ETF (GBUG). GBUG is now trading on the Nasdaq.  An actively managed fund, GBUB looks to offer long term capital appreciation for its investors. …

    Source: ETF Trends - Neutral
  • Published on Feb 20, 2025

    Texture Capital Prepares to Launch ATS for Securities Tokens

    Texture Capital is preparing to launch an alternative trading system chief executive Richard Johnson believes will be the first regulated ATS for securities tokens in the US. It is also one of few companies licensed by FINRA and the US Securities and …

    Source: Markets Media - Label Pending
  • Published on Feb 20, 2025

    Allspring Disciplined U.S. Core Fund Q4 2024 Commentary

    Summary The Allspring Disciplined U.S. Core Fund returned 4.18% for the quarter. The benchmark S&P 500 Index returned 2.41%. For the three-month period, information technology (IT), industrials, and health care contributed to relative performance. …

    Source: Seeking Alpha - Label Pending
  • Published on Feb 20, 2025

    LPL Financial Launches Comprehensive Alternative Investment Platform

    SAN DIEGO, Feb. 20, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA), a leader in the wealth management industry, announces the launch of LPL Alts Connect, a full-service platform designed to streamline the way financial advisors and their clients …

    Distribution channels: Media, Advertising & PR ...
  • Published on Feb 20, 2025

    Performance Trust Capital Partners Expands Institutional Sales Group with Addition of Craig Buchner

    CHICAGO, Feb. 19, 2025 /PRNewswire/ -- Performance Trust Capital Partners is pleased to announce the addition of Craig Buchner to its Institutional Sales group, further expanding its expertise in Collateralized Loan Obligations (CLOs) and Asset- …

    Source: The Bulletin - Kansas - Neutral
  • Published on Feb 20, 2025

    The Rational Special Situations Income Fund (RFXIX) Surpasses $1 Billion in Assets Under Management

    NEW YORK, Feb. 20, 2025 (GLOBE NEWSWIRE) -- Rational Funds is proud to announce that the Rational Special Situations Income Fund (RFXIX) has surpassed $1 billion in assets under management, as of January 2025. This achievement is, in part, a result of the …

    Distribution channels: Media, Advertising & PR ...
  • Published on Feb 20, 2025

    Sprott Launches Active Gold & Silver Miners ETF

    TORONTO, Feb. 20, 2025 (GLOBE NEWSWIRE) -- Sprott Inc. (“Sprott”) (NYSE/TSX: SII) today announced the launch of the Sprott Active Gold & Silver Miners ETF (Nasdaq: GBUG) (the “Fund” or “GBUG”), an actively managed ETF that aims to provide long-term …

    Distribution channels:
  • Published on Feb 20, 2025

    This May Be the Best Money Advice Ever for Most of Us Over 50

    I was reading an article in the March 1953 issue of Coronet magazine the other day — you know how magazines pile up — and came across the best personal finance advice I've seen in a long while, maybe ever. And I speak as somebody who has made a living …

    Source: Next Avenue - Minnesota - Label Pending
  • Published on Feb 20, 2025

    Sunburn — The morning read of what’s hot in Florida politics — 2.20.25

    Good Thursday morning. The Florida Chamber of Commerce is seeking the “Coolest Thing Made in Florida,” and it is asking businesses, employees and the public for help. The newly announced competition will be held throughout the year. Nominations of …

    Source: Florida Politics - Neutral
  • Published on Feb 20, 2025

    “New Tax Planning Ideas Your Retirement is Missing” Workshop to be held at The Lewes Public Library in Lewes!

    Lewes, DE - As retirement approaches, individuals face a new set of financial considerations, particularly when it comes to taxes. To address these concerns, InFocus Financial Advisors, Inc. is proud to announce the upcoming workshop, " New Tax …

    Source: Cape Gazette - Delaware - Neutral
  • Published on Feb 20, 2025

    Aegon reports second half year 2024 results

    The Hague - February 20, 2025. Please click here to access all 2H 2024 results related documents.  2H 2024 IFRS results Net profit of EUR 741 million as operating result and benefit from the a.s.r. stake are partly offset by restructuring charges and net …

    Distribution channels: Insurance Industry, Media, Advertising & PR ...
  • Published on Feb 20, 2025

    Allworth Advice | Avoiding the 'tax time bomb' in retirement 

    Every week, Allworth Financial’s Amy Wagner and Steve Hruby, CFP®, answer your questions. If you, a friend, or someone in your family has a money issue or problem, feel free to send those questions toyourmoney@enquirer.com. F.J. in Mason: My wife and I …

    Source: The Cincinnati Enquirer - Ohio - Neutral
  • Published on Feb 20, 2025

    $900M Kansas Trio Joins LPL from Raymond James

    A trio of Kansas-based advisors managing about $900 million in client assets is joining LPL Financial from Raymond James' independent channel. Shane Prill, Vance Garwood and his brother Grant Garwood are creating Prill | Garwood Financial Advisors, …

    Source: Wealth Management - Neutral
  • Published on Feb 19, 2025

    Tompkins Community Bank announces Mark Fort as VP, Commercial Banking Relationship Manager

    ITHACA, NY (607NewsNow) — Tompkins Community Bank (Tompkins) has expanded its executive leadership team with the appointment of Mark Fort as vice president, commercial banking relationship manager. With more than 25 years of experience in the financial …

    Source: 96.3 The Buzzer - New York - Label Pending
  • Published on Feb 19, 2025

    Of Stocks and Bonds

    Using Fixed Income within Multi-Asset Portfolios At RiverFront, we like to view fixed income through the lens of multi-asset portfolios. We have previously discussed how understanding fixed income can often be beneficial to valuing equity, in our …

    Source: ETF Trends - Neutral

07 days 04:40:52

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