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Latest Australian Securities and Investments Commission News

  • John Durie: O'Farrell hands power to unions 28 Aug 2008 16:34 GMT
    ... just the $4 billion-plus retail assets (Energy Australia, County Energy and Integral), along with development ... part to the work of former Australian Securities and Investments Commission boss Jeff Lucy and the work of ...

  • O'Farrell hands power to unions 28 Aug 2008 16:28 GMT
    ... just the $4 billion-plus retail assets (Energy Australia, County Energy and Integral), along with development ... part to the work of former Australian Securities and Investments Commission boss Jeff Lucy and the work of ...

  • Trial date set for ASIC claim against Forrest 28 Aug 2008 07:31 GMT
    ... set for the corporate watchdog's claim against Australia's richest man and his company, Fortescue Metals ... his company, Fortescue Metals Group. The Australian Securities and Investments Commission (ASIC) believes Andrew Forrest and Fortescue misled ...

  • U.S., Australian Securities Regulators Sign Accord 28 Aug 2008 06:27 GMT
    ... 2008 (Associated Press) WASHINGTON - U.S. and Australian stock exchanges and brokers could be allowed ... Securities and Exchange Commission and the Australian Securities and Investments Commission. But a U.S. investor advocate called it ...

  • Style & Grooming: Structures and career paths shift 28 Aug 2008 04:30 GMT
    ... that there could be future litigation in Australia, including shareholder class actions under the Corporations ... Act, Trade Practices Act and the Australian Securities and Investments Commission Act. That means managers will need reporting ...

  • Companies fail to comply with anti-bribery codes, says report 28 Aug 2008 01:58 GMT
    ... Aug 27, 2008 (The West Australian - ABIX via COMTEX) -- A new ... NET BALANCE MANAGEMENT GROUP PTY LTD AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION GLOBAL REPORTING INITIATIVE ...

  • Top companies fail on corruption code 27 Aug 2008 21:54 GMT
    ... raised concern about the compliance practices of Australian companies with regard to global guidelines on ... NET BALANCE MANAGEMENT GROUP PTY LTD AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION GLOBAL REPORTING INITIATIVE ...

  • 'Unfair Wickenby probe ruined my life' 27 Aug 2008 15:29 GMT
    ... target," Mr Moignard said. He told The Australian that he had been in a dispute ... raids by the ATO and the Australian Securities and Investments Commission and has been ordered to hand over ...

  • SEC Signs Mutual Recognition Agreement With Australian Authorities 27 Aug 2008 06:52 GMT
    ... Exchange Commission (SEC) Chairman Christopher Cox, the Australian Minister for Superannuation and Corporate Law ... Corporate Law Nick Sherry, and Australian Securities and Investments Commission (ASIC) Chairman Tony D'Aloisio entered into a ...

  • SIFMA welcomes recognition deal between U.S., Australian regulators 27 Aug 2008 04:31 GMT
    ... applauded the mutual recognition agreement announced today between the Securities and Exchange Commission, the Australian Treasury and the Australian Securities and Investments Commission. SIFMA calls the deal a landmark in American financial services reform and a model ...

  • SEC, Australian regulators sign mutual recognition agreement 27 Aug 2008 04:31 GMT
    ... The U.S. Securities and Exchange Commission and the Australian Securities and Investments Commission have signed a mutual recognition agreement that will allow them to consider exemptions for ...

  • Hotels shut down 27 Aug 2008 01:52 GMT
    ... will take more than overnight,” he said. A national names index search with the Australian Securities and Investments Commission found that on August 14 there was notification of the appointment of a liquidator ...

  • Analysts question CBA's exposure to ABC 26 Aug 2008 19:17 GMT
    ... other assets it has at risk to ABC by registering formal charges with the Australian Securities and Investments Commission. Charges are formal agreements between borrowers and lenders which establish priority rights to the ...

  • Childcare: Analysts question CBA's exposure to ABC 26 Aug 2008 18:51 GMT
    ... other assets it has at risk to ABC by registering formal charges with the Australian Securities and Investments Commission. Charges are formal agreements between borrowers and lenders which establish priority rights to the ...

  • AWB left out of exporters 26 Aug 2008 15:50 GMT
    ... FIVE companies have been accredited to export Australian wheat in a newly deregulated market -- ... former directors should be charged. The Australian Securities and Investments Commission earlier this year launched civil proceedings against ...


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